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Trade execution process in the financial services industry has grown increasingly complex, while compliance mandates have broadened. Transaction costs have become more intricate and it is therefore essential to monitor and optimize execution quality to stay competitive and compliant.
A rigorous approach to monitoring and surveillance of trading activity that generates meaningful alerts, enables efficient investigation and analysis, and streamlines the ongoing management and reporting of relevant information holds the key to a firm's ability to meet more stringent regulatory expectations and achieve an operating environment that protects a firm's reputation and customers.
The proven capabilities of the Oracle Financial Services Trading Compliance for monitoring proprietary, employee, and institutional customer trading can serve as a cornerstone of a financial crime and compliance management strategy that also extends to Broker Compliance, Anti-Money Laundering, and Fraud.
Oracle Financial Services Trading Compliance is available as a part of the Oracle Financial Services Analytical Applications offering. |
Oracle enables financial institutions to reduce false positives, achieve quicker time-to-compliance, and improve their audit cycles.
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