Oracle Financial Services Broker Compliance

Gain Critical Insight into Suspicious Behavior

Enables investigators to focus on high-risk activities, reduce false positives, automate surveillance, and streamline oversight and controls.

Financial Services Broker Compliance

Leverage a robust and comprehensive list of behavior- detection scenarios to help firms monitor internal activities and interactions with customers.


Solution Overview

Solution Overview

  • Comprehensive instrument coverage
  • Prebuilt scenarios and detection techniques
  • Adaptability to industry regulatory changes
  • Extensive monitoring of suitability and customer risk concerns

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